Specialist, Regulatory Oversight Management
WroclawSpecialist, Regulatory Oversight Management
Wroclaw
NR REF.: 1149590
For our client in banking industry we are looking for candidates to join a team in their office in Wrocław.
Department/Team overview
This role will be part of the Compliance and Regulatory Services department, with a focus on the Enterprise Cannabis Oversight Office/Low Priced Securities team. Your new role: The candidate may also support a variety of tasks supporting Reg R, Reg W, and Service Contract Act requirements. The candidate should be knowledgeable on the financial services and possess a firm understanding of a well-controlled operational environment.
Some of the responsibilities include:
What you will need to succeed:
What you will get in return:
Client provide clearly defined, transparent development pathways to help you grow both personally and professionally. The benefits were carefully selected to build your comfort of working and help you reach your personal goals:
What you need to do now: If you’re interested in this role, click “apply now” to forward an up-to-date copy of you CV, or call us now.
Wroclaw
NR REF.: 1149590
For our client in banking industry we are looking for candidates to join a team in their office in Wrocław.
Department/Team overview
This role will be part of the Compliance and Regulatory Services department, with a focus on the Enterprise Cannabis Oversight Office/Low Priced Securities team. Your new role: The candidate may also support a variety of tasks supporting Reg R, Reg W, and Service Contract Act requirements. The candidate should be knowledgeable on the financial services and possess a firm understanding of a well-controlled operational environment.
Some of the responsibilities include:
- complete independent research regarding public and private company details to assist in determining permissibility per global and jurisdictional policy,
- conduct QA over peer and junior team member research work,
- complete standard and ad hoc reporting deliverables (data manipulation, analysis, summarisation),
- draft disposition recommendations,
- follow desktop procedures and project plans,
- create and maintain desktop procedures and project plans,
- communicate with Line of Business and firm partner (Compliance, Legal, Risk) stakeholders,
- review and update policy & procedure documentation
- support reviewing trade exceptions to policy and providing rejection/approval responses,
- help operationalise expansion activities within the office,
- lead more junior team members,
- interact with senior management across the enterprise.
What you will need to succeed:
- Bachelors degree or the equivalent combination of education and experience is required
- 5-7 years of experience preferred
- 3+ acceptable given experience and skills
- Experience in the securities or financial services industry preferred
- excellent oral and written communication skills,
- an ability to self-manage one’s own work,
- demonstrate organizational skills and a heightened sense of attention to detail,
- and be able to work on multiple projects at a given time.
What you will get in return:
Client provide clearly defined, transparent development pathways to help you grow both personally and professionally. The benefits were carefully selected to build your comfort of working and help you reach your personal goals:
- Full time contract of employment
- Life and medical insurance, pension scheme
- Diverse and inclusive environment strengthened with your unique perspective
- Award-winning Wellbeing Program supporting you with your individual health and wellbeing needs
- Parental support, including back-up childcare, on-site kindergarten and buddy program
- Structured career development and possibilities for and global mobility
- Exciting opportunities for career and global mobility
- Well-defined recognition programs helping you build your personal brand
- City Centre locations close to main railway station and flexible working arrangements
- Flexible benefits package including fitness discounts and cafeteria system
- Employee Referral Program
- A multitude of opportunities to get involved in community and charity projects through Employee Resource Groups (ERGs)
What you need to do now: If you’re interested in this role, click “apply now” to forward an up-to-date copy of you CV, or call us now.
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