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Senior Compliance Analyst

HRK S.A.

Poznań, wielkopolskie

HRK S.A.
- Rekrutacja prowadzona online -
Senior Compliance AnalystMiejsce pracy: Poznań

We are looking for Senior Compliance Analyst for one of our clients from investment funds sector.

Daily you will:

  • Monitor compliance with investment restrictions stipulated by a variety of sources including but not limited to Internal Policies, fund documentation, client account guidelines, and regulatory requirements. As part of this effort, the analyst implements, maintains and continuously improves controls to prevent and detect non-compliance with the aforementioned guidelines.
  • Provide guidance, instruction, and direction to compliance analysts globally for the purpose of implementing and maintaining effective and efficient controls to support the efforts of Portfolio / Trading to comply with regulatory requirements, client mandates and internal controls.
  • Represent the team to Global Investment Advisor Compliance (GIAC) Management, make decisions in the absence of consensus, resolve conflicts between team members and coordinates team efforts.
  • Provide quality control support to the Supervisor by reviewing the results of the testing completed by compliance analysts. 
  • Take lead role in projects and GIAC self-improvement efforts, independently representing the team in efforts involving other business units within the organization.  As a project lead, the Sr. Analyst will actively research and propose solutions to complex issues with a focus on leveraging technology. The Sr. Analyst may also provide operational support to other Global Investment Adviser Compliance locations as required and instructed by GIAC Management.
     

 What we require:

  • 4+ years of compliance experience – mutual funds experience will be an asset
  • Bachelor degree
  • Experience with Charles River Compliance system will be an asset
  • Advance analytical skills with the ability to resolve simple and complex issues quickly and accurately.
  • Advanced Microsoft Excel skills (proficient in formulas, functions, charts, macros).
  • Strong oral and written communication, including ability to clearly formulate positions on issues and articulate solutions.
  • Strong interpersonal and negotiation skills.
  • Ability to perform multiple tasks in a fast paced, continually changing environment.
  • Ability to exercise independent judgment consistent with department guidelines.

What we offer:

  • Possibility to develop your career in a Global environment
  • Attractive location
  • Benefit package: medical insurance, Life Insurance, Assistance Package, Employee Assistant Program, Multisport Card, Staff investment program
  • Stable employment conditions
  • Free gym in your office
  • Friendly and supportive working environment
  • Participation in international projects
  • Possibility to lead or support Charity Events

Working hours: 14:00 - 22:00

18 months contract

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