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Head of Legal/ Compliance Officer

HRO Recruitment

Kraków, małopolskie

HRO Recruitment

HRO Recruitment is a specialist traditional recruitment business. HRO Recruitment is a brand of HRO Personnel Sp. z o. o. HRO Personnel is a Human Resources service provider operating under numer 6696. We are working as a recruitment provider searching on our Client's behalf for a person in the following role:

Head of Legal/ Compliance Officer

 

Responsibilities:

• Internal audit: coordination of planning, tracking recommendations, status updates on recommendations between departments;

• Procedures: preparing relevant procedures and developing workflows with a view to optimisation of daily business;

• Advisory: provision of advice to management and departments, participation in Management Meetings, participation in new project set-up;

• Reporting: Compliance Report to Senior Management and CSSF; Management Report on internal control; ICAAP;

• Keep CEO and Senior Management informed of all and any serious anomalies which put the Company at risk of disciplinary measures or civil action; this irrespective of the level at which the anomaly is identified; Prepare, implement and control KYC procedures and ensure respect of anti-money laundering legislation, provide annual trainings to ensure that all staff are kept up-to-date;

• Ensure adherence to established internal procedures and that the internal control and checkpoints are respected;

• Assist in the preparation and roll-out of exception-based procedures and control points;

• Assist and support projects related to entering new markets or business areas;

• Analyse new directives as issued from time to time by relevant regulatory bodies in the various jurisdictions within which the Company is active to assess relevance to and impact on the Company’s operations, to provide advice and assistance as necessary in bringing the Company’s procedures into line as appropriate;

• Manage the relationship with and provide point of contact for local regulatory bodies in the various jurisdictions of activity;

• Provide adequate channels of communication with staff and management through which to receive reports of misconduct appropriate to be dealt with by Compliance;

• Maintain neutral position at all times, acting in the best interest of the Company and its clients.


Requirements:

• Master Degree – law, finance and banking or business;

• 5-7 years management experience from operational risk and compliance processes in foreign financial institutions;

• Excellent English skills; knowledge of German or French languages are welcome

• Analytical mindset and good communication skills;

• Understanding of anti-money laundering regulations within the banking/financial services industry;

• Availability and readiness to go abroad in order to learn new processes.


We offer:

• Work in a multinational environment

• Possibilities of personal and professional development

• Participating in international projects

• Good work conditions

• Permanent Job

 

Please add the following clause to the end of your submitted CV: “I hereby consent for HRO Recruitment, a brand of HRO Personnel Sp. z o.o. with their head office in Warsaw at Puławska 182, to use my personal details hereby submitted for their recruitment process (documenting and processing personal information and forwarding said information to their clients within the structure of the client’s recruitment projects) in accordance with the Law on Protection of Personal Data (Dz. U. 2002 r. Nr 101 poz. 926) until I submit a written withdrawal of consent. I confirm that I was informed of the right to modify, access and protect my personal information.”

 

Aktualnie szukamy osoby na stanowisko:

Head of Legal/ Compliance Officer

Miejsce pracy: Kraków
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